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Financial Services

They Trusted You With Their Financial Future.

A prospect just searched 'retirement planning help' at 11pm. They're anxious.

Trusted by financial services leaders7-day free trial
48hrs
average advisor response time

HNW prospects don't wait 48 hours. They make decisions quickly—with whoever shows up first with intelligent, professional engagement.

Prospects contacting competitors while waiting
4+ firms
The Uncomfortable Truth

You're Not Losing to Better Competitors You're Losing to Faster Ones

A prospect just searched 'retirement planning help' at 11pm.

They're anxious.

They're ready.

They filled out your form.

  • A $2M AUM prospect waited 48 hours. They didn't wait for you.
  • Your advisors are too expensive to chase unqualified leads—and too busy to qualify them
  • 'We'll have an advisor reach out' is code for 'Go find someone faster'
  • Compliance fears have paralyzed your lead response into professional negligence

The Cost of 'We'll Get Back to You'

Monthly qualified inquiries25 prospects
Prospects reached same-day8 prospects
Prospects lost to slow response17 prospects
Average AUM per prospect$750K
Annual fee revenue lost$127,500+

*Based on 1% advisory fee, 30% conversion of same-day response

What if you engaged every prospect instantly?

High-net-worth prospects sign with advisors who respond first. Those 17 'lost' prospects represent $12.75M in AUM—and $127K+ in annual fees.

See the Difference

Same Lead. Two Very Different Outcomes.

Watch what happens when a inquiry comes in—and how you respond.

Without Rocket Agents

10:47 PM
Executive submits inquiry
$3M retirement rollover, leaving company in 60 days
10:48 PM
Auto-reply sent
'Thank you for your interest. We'll reach out soon.'
10:55 PMLOST
Prospect researches competitors
Submits same inquiry to 3 other advisory firms
11:02 PMLOST
Competitor A responds via AI
Books consultation for tomorrow morning
9:00 AM
Your advisor sees the lead
Schedules callback for this afternoon
Next WeekLOST
Prospect signs with Competitor A
$3M AUM and $30K annual fees—gone to a faster firm
Result: Revenue Lost

Same lead, same intent, same opportunity. Lost to a faster competitor.

With Rocket Agents

10:47 PM
Executive submits inquiry
$3M retirement rollover, leaving company in 60 days
10:47 PM
Rocket Agents engages
Professional inquiry about goals and timeline
10:52 PM
Full profile captured
$3M investable, retiring in 60 days, needs income strategy
10:55 PMBOOKED
Consultation scheduled
Tomorrow at 2pm with full context provided
2:00 PM
Advisor consultation
Prospect impressed by responsiveness, serious about moving forward
2 WeeksWON
AUM transferred
$3M client, $30K annual fees, multi-decade relationship begins
Result: Revenue Won

You showed up prepared. They showed up ready to buy.

Stop losing inquirys to slower competitors.

See how Rocket Agents works for financial services in a 15-minute demo.

Start Free Trial
The Numbers

What Financial Services Professionals See

Real results from advisors using Rocket Agents.

425%
AUM Pipeline Increase
100%
Compliance Pass Rate
3.2x
Consultation Show Rate
$0
Lost to Slow Firms
How It Works

From Inquiry to Closed Engagement

Here's exactly what happens when you connect Rocket Agents to your lead sources.

Connect Your Lead Sources

Website forms, referral networks, seminar registrations—all inquiry sources connected in minutes.

Institutional-Quality Response

Every prospect receives immediate, sophisticated engagement appropriate for high-net-worth individuals.

Complete Discovery Captured

AI gathers investable assets, goals, timeline, and concerns through professional conversation.

Consultation Scheduled

Qualified prospects get booked on advisor calendars with full context and preparation notes.

Compliance-Ready Documentation

Every conversation logged and auditable, with no unauthorized advice or representations.

Built for Financial Services

Everything You Need to Win More Business

Features designed specifically for how financial services professionals work.

HNW-Appropriate Engagement

AI trained on sophisticated financial services communication, not generic chatbot scripts.

Complete Discovery

Investable assets, goals, timeline, risk tolerance—captured before advisor involvement.

SEC/FINRA Compliant

No investment advice, no performance promises—just professional inquiry handling.

Advisor Calendar Integration

Qualified consultations booked directly with full prospect context.

Referral Source Tracking

Know which relationships generate inquiries and nurture those connections.

Long-Cycle Nurturing

Not ready now? AI maintains professional touchpoints until they are.

Social Proof

What Financial Services Leaders Are Saying

Hear from advisors who stopped losing leads to faster competitors.

"A $2M prospect submitted an inquiry at 11pm. Our AI engaged immediately, qualified their needs, and had a consultation booked by midnight. That single engagement generated $20K in annual fees."
J
Jonathan Hayes
Managing Partner at Pinnacle Wealth Advisors
"We were losing high-net-worth prospects to firms that simply responded faster. Now we're the first voice they hear, and we're winning clients we never would have reached."
S
Sarah Mitchell
Senior Advisor at Mitchell Financial Group
"Our advisors are too valuable to chase unqualified leads. Rocket Agents handles the instant engagement and qualification. By the time an advisor gets involved, it's a real opportunity."
D
David Chen
Director of Operations at Pacific Wealth Management
Is This You?

Rocket Agents Is Built For

RIAs where every prospect represents $1M+ potential AUM

A single lost prospect can cost $10K+ in annual fees. Speed-to-lead isn't optional—it's survival.

Wealth managers who can't afford slow—or sloppy—follow-up

Your reputation is built on responsiveness. Late response sends the wrong message about your service.

Firms where compliance concerns have killed lead response

Fear of saying the wrong thing shouldn't mean saying nothing. Compliant AI engagement is possible.

Advisors who need more qualified consultations, not more calls

Your time is too valuable for unqualified conversations. AI handles triage, you handle relationships.

The ROI Is Simple

Rocket Agents monthly$499/mo
Average engagement value$750K AUM ($7,500 annual fees)
Extra engagements to break even0.8 clients/year
Potential return on investment
100x+ ROI

Most advisors see improved consultation rates within the first month.

Yeah, But...

We hear these from financial services professionals every day. Let's address them head-on.

They do expect white-glove service—and making them wait 48 hours isn't it. The wealthiest clients have the highest expectations for responsiveness. When a $5M prospect inquires at 11pm, they expect acknowledgment that matches their net worth. Rocket Agents provides that instant, sophisticated response while you're unavailable. Then YOU deliver the white-glove experience once they're engaged. It's not AI OR personalized service—it's instant response LEADING TO personalized service.

Absolutely—which is why our AI doesn't give advice. It gathers information, answers general questions about your services, and schedules consultations. Every conversation stays within compliant boundaries: no investment recommendations, no specific advice, no promises. What the AI DOES do is capture everything your advisor needs—goals, timeline, investable assets, concerns—so your first human conversation is productive, not administrative.

Referrals are your best leads—but they still need immediate response. When a colleague refers someone to you, that person checks out your website. They might fill out a form. They might have a question. If that referral experiences slow, impersonal response, it reflects on both you AND the person who referred them. Rocket Agents ensures every touchpoint—referral or not—reflects the quality of service you deliver.

You're right to be skeptical of chatbots. Rocket Agents isn't a chatbot—it's a conversational AI trained on sophisticated financial services communication. It knows the difference between accredited and non-accredited investors. It understands the questions a $5M prospect asks versus a $500K prospect. It maintains the professional tone HNW clients expect. Most importantly, it gets them to you faster—and HNW clients value their time above everything.

Neither can we, which is why we built Rocket Agents with regulatory compliance as a foundation, not an afterthought. Every conversation is logged, auditable, and stays within approved boundaries. No AI-generated investment advice. No hypothetical returns. No suitability implications. Just professional information gathering and consultation scheduling. Our clients include RIAs, broker-dealers, and independent advisors—all under the same regulatory oversight you are.

Ready to Stop Losing Leads?

Join financial services professionals who respond first, every time.

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